Monotonicity criterion

A diagram showing who would win an IRV election for different electorates. The win region for each candidate is erratic, with random pixels dotting the image and jagged, star-shaped (convex) regions occupying much of the image. Moving the electorate to the left can cause a right-wing candidate to win, and vice versa.
A 4-candidate Yee diagram under IRV. The diagram shows who would win an IRV election if the electorate is centered at a particular point. Moving the electorate to the left can cause a right-wing candidate to win, and vice versa. Black lines show the optimal solution (achieved by Condorcet or score voting).

The positive response,[1][2] monotonicity, or nonperversity criterion[3] is a principle of social choice theory that says that increasing a candidate's ranking or rating should not cause them to lose.[4] Positive response rules out cases where a candidate loses an election as a result of receiving too much support from voters (i.e. being "too popular to win"). Rules that violate positive response are also called perverse[5] and are said to suffer the more-is-less paradox. Such paradoxes are especially common in ranked-choice voting (RCV-IRV),[6] a behavior which often leads to the elimination of moderate candidates and the election of extremists.[7]

Systems that violate positive response can create situations where a voter's ballot has a reversed effect on the election, making it "less than worthless". This runs counter to the basic democratic principle that increasing an option's popularity in a democratic election should only improve their chances of winning; as a result, German courts have previously struck down nonmonotonic systems for violating the right to equal and direct suffrage.[2][8]

Most ranked methods (including Borda and all common tournament solutions) satisfy positive response,[4] as do all commonly-used rated voting methods (including approval, highest medians, and score).[note 1]

However, the criterion is violated by instant-runoff voting,[9] the single transferable vote,[10] and Hamilton's apportionment method.[2]

The participation criterion is a closely-related, but different, concept. While positive responsiveness deals with a voter changing their opinion (or vote), participation deals with situations where a voter choosing to cast a ballot can have a reversed effect on the election.

  1. ^ May, Kenneth O. (1952). "A Set of Independent Necessary and Sufficient Conditions for Simple Majority Decision". Econometrica. 20 (4): 680–684. doi:10.2307/1907651. ISSN 0012-9682. JSTOR 1907651.
  2. ^ a b c Pukelsheim, Friedrich (2014). Proportional representation : apportionment methods and their applications. Internet Archive. Cham; New York : Springer. ISBN 978-3-319-03855-1.
  3. ^ Doron, Gideon; Kronick, Richard (1977). "Single Transferrable Vote: An Example of a Perverse Social Choice Function". American Journal of Political Science. 21 (2): 303–311. doi:10.2307/2110496. ISSN 0092-5853.
  4. ^ a b D R Woodall, "Monotonicity and Single-Seat Election Rules", Voting matters, Issue 6, 1996
  5. ^ Doron, Gideon; Kronick, Richard (1977). "Single Transferrable Vote: An Example of a Perverse Social Choice Function". American Journal of Political Science. 21 (2): 303–311. doi:10.2307/2110496. ISSN 0092-5853.
  6. ^ Cite error: The named reference :3 was invoked but never defined (see the help page).
  7. ^ McGann, Anthony J.; Koetzle, William; Grofman, Bernard (2002). "How an Ideologically Concentrated Minority Can Trump a Dispersed Majority: Nonmedian Voter Results for Plurality, Run-off, and Sequential Elimination Elections". American Journal of Political Science. 46 (1): 134–147. doi:10.2307/3088418. ISSN 0092-5853. JSTOR 3088418.
  8. ^ dpa (2013-02-22). "Bundestag beschließt neues Wahlrecht". Die Zeit (in German). ISSN 0044-2070. Retrieved 2024-05-02.
  9. ^ Ornstein, Joseph T.; Norman, Robert Z. (2014-10-01). "Frequency of monotonicity failure under Instant Runoff Voting: estimates based on a spatial model of elections". Public Choice. 161 (1–2): 1–9. doi:10.1007/s11127-013-0118-2. ISSN 0048-5829. S2CID 30833409.
  10. ^ Doron, Gideon; Kronick, Richard (1977). "Single Transferrable Vote: An Example of a Perverse Social Choice Function". American Journal of Political Science. 21 (2): 303–311. doi:10.2307/2110496. ISSN 0092-5853.


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