10 results found for: “US_Securities_and_Exchange_Commission”.
Request time (Page generated in 0.415 seconds.)U.S. Securities and Exchange Commission
Last Update: 2024-04-16T06:35:29Z Word Count : 6497Securities Exchange Act of 1934
Last Update: 2024-04-12T19:11:03Z Word Count : 1563Form 10-Q
Last Update: 2022-06-20T00:12:23Z Word Count : 200SEC v. W. J. Howey Co.
Last Update: 2023-09-13T03:01:53Z Word Count : 1021List of members of the Securities and Exchange Commission
Last Update: 2024-02-09T17:50:41Z Word Count : 176Financial Industry Regulatory Authority
Last Update: 2024-04-12T06:18:30Z Word Count : 3633Securities Act of 1933
Last Update: 2024-03-28T05:46:10Z Word Count : 2604
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U.S. Securities and Exchange Commission
The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street Crash of 1929. The primary purpose of the SEC is to enforce the law against market manipulation.: 2
In addition to the Securities Exchange Act of 1934, which created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes–Oxley Act of 2002, and other statutes. The SEC was created by Section 4 of the Securities Exchange Act of 1934 (now codified as 15 U.S.C. § 78d and commonly referred to as the Exchange Act or the 1934 Act).
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